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In the financial services area (brokerage accounts, etc), there are real consequences for employees in the industry who don't comply with anti-money laundering laws.

If "Abdul al-Qaeda" makes hundreds of all-cash deposits under the $10K reporting limit into his brokerage account, that still represents a potential red flag. Employees who are servicing that account could face serious penalties (from the government) for their failure to look into potential money-laundering for nefarious purposes. The laws are written vaguely, so such employees can never be 100% certain that they are in compliance.




I guess the most well-known case is HSBC laundering drug money. Do you know any "real consequences" for employees that resulted of it?


Substantial fines and imprisonment are potential consequences.

http://www.law.cornell.edu/uscode/text/31/5330

I don't know of specific instances where they were enforced (IANAL, etc).

This page [pdf] cites some specific penalties but does not refer to specific cases

http://www.anti-moneylaundering.com/pdf/Example_Fines_and_Pe...


This crime is called "structuring", and it carries significant penalties. http://en.wikipedia.org/wiki/Structuring




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