| | SEC Announces Cyber and Emerging Technologies Unit to Protect Retail Investors (sec.gov) |
| 2 points by vyrotek 9 months ago | past |
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| | Trump Media and Technology Group Corp (sec.gov) |
| 4 points by doener 9 months ago | past | 1 comment |
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| | SEC Seeks Candidates for Membership on the Investor Advisory Committee (sec.gov) |
| 1 point by chmaynard 9 months ago | past |
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| | Dropbox to Reincorporate in Nevada (sec.gov) |
| 28 points by ahakki 9 months ago | past | 9 comments |
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| | SEC Crypto 2.0: Chairman Uyeda Announces Formation of New Crypto Task Force (sec.gov) |
| 3 points by mfiguiere 10 months ago | past |
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| | SEC Charges GrubMarket (YC W15) with Overstating Revenue by over $500M (sec.gov) |
| 4 points by WillisWayde 10 months ago | past |
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| | SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in Its Models (sec.gov) |
| 5 points by impish9208 10 months ago | past |
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| | Securities and Exchange Commission vs. Elon Musk (sec.gov) |
| 1 point by doener 10 months ago | past |
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| | Robinhood to Pay $45M in SEC Violations (sec.gov) |
| 6 points by jocho12 10 months ago | past |
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| | Tai Mo Shan to Pay $123MM for Misleading Investors About Stability of Terra (sec.gov) |
| 3 points by denotational 11 months ago | past |
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| | SEC Charges Former Representative of Advisory Firm SeaCrest with Cherry-Picking (sec.gov) |
| 2 points by impish9208 11 months ago | past |
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| | Wisdomtree XRP Fund (sec.gov) |
| 1 point by simonebrunozzi 11 months ago | past | 1 comment |
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| | SEC Public Alert: Unregistered Soliciting Entities (PAUSE) (sec.gov) |
| 3 points by impish9208 11 months ago | past |
|
| | SEC Charges 3 Broker-Dealers with Filing Deficient Suspicious Activity Reports (sec.gov) |
| 3 points by DocFeind 12 months ago | past |
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| | SEC Charges Bit Mining for Bribing Members of Japanese Parliament (sec.gov) |
| 1 point by impish9208 12 months ago | past |
|
| | ServiceTitan S-1 (sec.gov) |
| 5 points by TimTheTinker 12 months ago | past |
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| | Accredited Investors (sec.gov) |
| 2 points by sothikitschunky on Nov 15, 2024 | past |
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| | German flying taxi firm Lilium Files for Insolvency (sec.gov) |
| 13 points by ur-whale on Oct 24, 2024 | past | 1 comment |
|
| | SEC charges four companies with misleading cyber disclosures (sec.gov) |
| 87 points by impish9208 on Oct 22, 2024 | past | 38 comments |
|
| | Cerebras S1 (sec.gov) |
| 5 points by coloneltcb on Sept 30, 2024 | past |
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| | Cerebras S-1 (sec.gov) |
| 4 points by Alextigtig on Sept 30, 2024 | past |
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| | SEC Adopts Rules to Amend Minimum Pricing Increments and Access Fee Caps (sec.gov) |
| 3 points by mfiguiere on Sept 18, 2024 | past |
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| | Accredited Investors: 1M Net Worth or 200k Income (sec.gov) |
| 1 point by arnonejoe on Sept 8, 2024 | past | 3 comments |
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| | Carl Icahn used corporate-owned securities as collateral for personal Loans (sec.gov) |
| 4 points by chmaynard on Aug 19, 2024 | past | 1 comment |
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| | SEC Charges Founder of Social Media Company "IRL" with $170M Fraud (sec.gov) |
| 2 points by crhulls on July 31, 2024 | past |
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| | SEC charges crypto startup BitClout's founder Nader Al-Naji with fraud (sec.gov) |
| 1 point by jay-barronville on July 31, 2024 | past |
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| | SEC Charges Andrew Left and Citron Capital for $20M Fraud Scheme (sec.gov) |
| 2 points by mgh2 on July 26, 2024 | past |
|
| | Ticketmaster Reports Hack to the SEC (sec.gov) |
| 9 points by bubblehack3r on June 2, 2024 | past |
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| | New "T+1" Settlement Cycle – What Investors Need to Know (sec.gov) |
| 2 points by mfiguiere on May 28, 2024 | past |
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| | SEC approves spot Ethereum ETFs [pdf] (sec.gov) |
| 29 points by yuvadam on May 23, 2024 | past | 13 comments |
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| More |